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CS MANISHA ROY

B.Com, Associate Member of ICSI and LL.B

MEMBERSHIP NO: ACS XXXXX

Present Address: 180 M G Road, New Delhi - xxxxx

Email: mahisha@abc.com

Contact Nos. : +91-9xxxxxxxxx

Career Objective

Seeking for a job opportunity where in my qualification and professional experience could be optimally utilized.

Work Experience

(From 19^th January, 2012 – 30^th November 2012)

I am presently working as Company Secretary cum Compliance Officer of ABC Financial Services Limited.

ABC Financial Services Limited is 100% Subsidiary of ABC Stock Exchange Limited. It has been promoted by ABC to provide securities trading platform of other stock exchanges like NSE, BSE, MCX-SX & USE (United Stock Exchange) to its members. Being subsidiary of the exchange it provides safe and secure trading facilities to investors through its Sub-brokers. Presently it is providing the following Capital Market related services:

1.Cash Segment - NSE & BSE
2. Equity Derivative Segment - NSE
3. Currency Derivative Segment - MCX-SX & USE (United Stock Exchange)
4. Depository Participant – CDSL

Key Areas

Nature of Work

Corporate Secretarial

Co-ordination and holding of Committee meetings, General/ Board meetings, preparation of Agenda, Notices and Minutes of meetings.
Preparation and Maintenance of Secretarial records, filing of various e-forms with ROC.
Ensuring Compliances of Rules and Regulations as are applicable to the Companies.

o Liasioning with the consultants, advisers etc. of the Company such as lawyers and statutory auditors, internal auditors etc.

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